USEFUL INFORMATION
AND NEWS RELATING TO PROPERTY LAW

ILLINOIS
J. Randolph Given
Attorney at Law
1755 South Naperville Road
Suite 100
Wheaton, IL 60187-8144

www.jrgproperty.com

PROBLEMS WITH CASH FROM SELLERS BACK TO BUYERS
IN RESIDENTIAL BUY-SELLS TRANSACTIONS

There is no inherent problem with the concept of the Seller giving credit back to the Buyer in a residential real estate transaction. There are circumstances under which a Buyer may receive value from the Seller without committing bank fraud. Unfortunately, over the past year or two, many real estate brokers have prepared contracts in which I have seen real issues of fraud. Let me offer some basic suggestions that might help you protect yourself in a real estate purchase from loss your deal at best, and criminal liability at worst.

Sellers may pay closing costs of a Buyer. As I understand, Buyers with less than ten percent down usually can receive credits of 2-3 percent of the purchase price. I understand that Buyers with more down payment can often receive up to 6 percent of the purchase price in closing costs.

Individual lenders may have their own underwriting rules about these Seller incentives. Before a Buyer gets involved in a contract providing for these payments, a Buyer should check with his lender. He or she should be sure that the loan can be approved with the incentives included.

To the extent that Seller incentives can be a problem, it usually involves an effort to circumvent the loan-to-value ratio ("LTV") maximum of the lender by inflating the value of the property. This allows the Buyer to borrow more money than a fully informed mortgage lender would be willing to loan on the deal. In other words, the Buyer is not putting enough money of his own into the deal.



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Buyers can avoid trouble by taking two precautions. First, the purchase contract should clearly show the incentive. The mortgage lender must receive a copy of it. Second, all of the credits should be shown on the HUD-1 Settlement Statement, so as not to violate the Real Estate Settlement Procedures Act. My two warning indicators of a dirty deal are: (1) a side deal that allows the credit or payments to the Buyer without it being incorporated into the real estate sales contract, and (2) provision that the value being transferred to the Buyer by the Seller must be in the form of cash rather than a fully-disclosed credit.

The secret side deal is often fradulent, if any significant sum of money is involved. Value in the form of cash to the Buyer from the Seller is suspcious. Most lenders do not want to see cash to the Buyer for good reason. Many lenders in the market offer 100 percent mortgages.

If a Buyer needs to take actual cash from the closing, perhaps he or she can not qualify for one of those 100 percent loans. I always want an explanation from the Buyer.

In the best case scenario, the parties risk having their deal fall apart, because they have contracted for an incentive that is too great for the lender to approve. The mortgage finance contingency will not be fulfilled and the collapse of the deal is inevitable. This wastes everyone's time and resources.

Here is a thought for Buyers in the market. Do not be too quick to trust a real estate broker who wants to draft a contract with money coming back to you from the Seller in an amount that exceeds the standards mentioned above. While most brokers are competent and honest there are exceptions.

If the suggestion comes from your loan officer, please be even more cautious. Most loan officer are also competent and honest, however my experience tells me not to assume either. Their industry has more than its fair share of rascals. Make a special effort to find a loan officer whom you can trust. A referral from your attorney or from someone who has earned your trust is always a good idea.


NOTHING CONTAINED IN THIS ARTICLE IS LEGAL ADVICE:

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